Dongheng Liu
劉東恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongheng Liu (劉東恒), a licensed former licensee with CE reference AYT455. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epiphron Advisers Limited |
RO | Type 4 — Advising on securities | 2018-06-05 | 2020-08-28 |
| Epiphron Advisers Limited |
RO | Type 6 — Advising on corporate finance | 2018-06-05 | 2020-08-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-17 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-17 | 2015-12-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-03-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-03-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2013-03-08 |