Xujia Lin
林旭嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xujia Lin (林旭嘉), a licensed former licensee with CE reference AYS531. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-03 | 2020-04-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-03 | 2020-04-30 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-02-03 | 2020-04-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-10 | 2016-02-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-30 | 2020-04-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-30 | 2013-03-26 |