Mong Thien Shim
沈茂添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mong Thien Shim (沈茂添), a licensed former licensee with CE reference AYR075. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-01-20 | 2016-06-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2012-10-24 |