Yi (SFC:AYQ822) Luo
羅怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AYQ822) Luo (羅怡), a licensed former licensee with CE reference AYQ822. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | 2026-01-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2015-03-25 |