Byron Yip

葉家豪
CE No. AYQ739 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Byron Yip (葉家豪), a licensed former licensee with CE reference AYQ739. This person has 5.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Union Gaming Securities Asia Limited RO Type 6 - Advising on corporate finance 2016-04-29 2018-04-20
Union Gaming Securities Asia Limited Rep Type 1 - Dealing in securities 2016-03-16 2018-04-20
Union Gaming Securities Asia Limited Rep Type 4 - Advising on securities 2016-03-16 2018-04-20
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 6 - Advising on corporate finance 2012-03-05 2015-11-07

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Byron Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
John Gabriel-Apffel Hernandez Union Gaming Securities Asia Limited 2016–2018
Richard Paul Moriarty Union Gaming Securities Asia Limited 2016–2018
Grant Wesley Govertsen Union Gaming Securities Asia Limited 2016–2018
Hemant Sabherwal Union Gaming Securities Asia Limited 2016–2018
Carrie Chiu Ying Yu Union Gaming Securities Asia Limited 2016–2017
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