Xiaozhou (SFC:AYQ734) Li
李曉舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhou (SFC:AYQ734) Li (李曉舟), a licensed former licensee with CE reference AYQ734. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-14 | 2021-07-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-14 | 2021-07-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2014-11-19 |