Samuel Shun Yin Tse
謝淳彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Shun Yin Tse (謝淳彥), a licensed former licensee with CE reference AYQ709. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 - Asset management | 2012-07-17 | 2016-10-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2012-06-09 |