Chun (SFC:AYQ167) Chan
陳駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun (SFC:AYQ167) Chan (陳駿), a licensed former licensee with CE reference AYQ167. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-12 | 2022-11-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2022-11-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-20 | 2022-11-04 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-17 | 2021-09-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-17 | 2021-09-28 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2018-04-20 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-13 | 2012-04-23 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-13 | 2012-04-23 |