Samuel James Kendall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel James Kendall ( ), a licensed former licensee with CE reference AYP989. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2017-10-10 | 2019-11-26 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2017-04-12 | 2017-10-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-04-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2016-12-18 |