Saurabh Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Sharma, a licensed former licensee with CE reference AYO986. This person has 3.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFZ Capital Management Limited | Rep | Type 9 - Asset management | 2013-01-09 | 2015-07-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-12-08 | 2012-10-25 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-08 | 2012-10-25 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Saurabh Sharma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haihua Shen | HFZ Capital Management Limited | 2013–2015 |
| David George Plumer Lilley | HFZ Capital Management Limited | 2013–2015 |
| Matthew Charles Cross | HFZ Capital Management Limited | 2013–2015 |
| Scott Robert Hobart | HFZ Capital Management Limited | 2013–2014 |
| Liangkun Li | HFZ Capital Management Limited | 2014–2015 |