Xiao (SFC:AYO928) Wang
王驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AYO928) Wang (王驍), a licensed Representative with CE reference AYO928. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-05-19 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-16 | 2025-03-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-16 | 2025-03-19 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2021-04-07 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |