Yu (SFC:AYN591) Li
李昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AYN591) Li (李昱), a licensed former licensee with CE reference AYN591. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-29 | 2013-04-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-29 | 2013-04-20 |