Kazuma Shiraishi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazuma Shiraishi ( ), a licensed former licensee with CE reference AYN533. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-01 | 2013-07-08 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-01 | 2013-07-08 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-01 | 2013-07-08 |