Qiming Chen
陳啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiming Chen (陳啟明), a licensed former licensee with CE reference AYN332. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-26 | 2019-11-15 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-26 | 2019-11-15 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-26 | 2019-11-15 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-13 | 2015-08-07 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-05-21 | 2013-07-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-01 | 2013-07-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-01 | 2013-07-02 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 9 - Asset management | 2011-12-01 | 2012-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qiming Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.