Andrew Dennis Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Dennis Wood ( ), a licensed former licensee with CE reference AYM450. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-10 | 2018-10-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-24 | 2013-07-24 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-08 | 2011-12-09 |