Xiaoou Xu
許小鷗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoou Xu (許小鷗), a licensed former licensee with CE reference AYK631. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2015-10-16 | 2025-07-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-11-18 | 2025-07-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-18 | 2016-02-04 |