Kai Lu
呂凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Lu (呂凱), a licensed former licensee with CE reference AYK379. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2018-02-22 | 2019-08-26 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-10-15 | 2018-01-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-02-02 | 2015-08-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-02-02 | 2015-08-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-02-02 | 2015-08-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2015-01-08 |