Chung Shum
沈仲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Shum (沈仲), a licensed former licensee with CE reference AYK314. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-11 | 2012-12-07 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-11 | 2012-12-07 |