Ping Luo
羅萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Luo (羅萍), a licensed Representative with CE reference AYJ730. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-09-02 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-09-02 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-09-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-09-02 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-09-02 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-09-02 | 2024-03-04 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-11-08 | 2013-06-01 |