Yan Ning Lau
劉欣寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ning Lau (劉欣寧), a licensed former licensee with CE reference AYJ729. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-11-08 | 2012-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-08 | 2012-03-05 |