Karin Chu
朱嘉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karin Chu (朱嘉恩), a licensed former licensee with CE reference AYJ499. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-07 | 2017-12-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-07 | 2017-12-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-07 | 2013-10-07 |