Kai (SFC:AYJ298) Kang
康凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai (SFC:AYJ298) Kang (康凱), a licensed former licensee with CE reference AYJ298. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allter Capital Management Limited 眾德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-07 | 2023-12-31 |
| Allter Capital Management Limited 眾德資本管理有限公司 |
RO | Type 9 — Asset management | 2017-04-07 | 2023-12-31 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-27 | 2016-04-05 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-27 | 2016-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2014-07-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-07 | 2014-07-22 |