Andrew Carpenter Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Carpenter Sutton ( ), a licensed former licensee with CE reference AYF882. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-05 | 2019-07-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-05 | 2019-07-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-14 | 2013-09-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-14 | 2013-09-28 |