Vivek Pawankumar Jain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivek Pawankumar Jain ( ), a licensed former licensee with CE reference AYE976. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-04-05 | 2024-04-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-05 | 2024-04-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-12-01 | 2023-12-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-12-01 | 2023-12-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-06 | 2017-06-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-06 | 2017-06-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-10-14 | 2016-05-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-14 | 2016-05-24 |