Kwok Leung (SFC:AYE951) Ng
吳國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung (SFC:AYE951) Ng (吳國良), a licensed former licensee with CE reference AYE951. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-17 | 2015-10-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-17 | 2015-10-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-10-17 | 2015-10-01 |