Pierre Galtier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Galtier ( ), a licensed former licensee with CE reference AYD605. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-19 | 2021-04-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-19 | 2021-04-28 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2015-05-06 |