Xiao (SFC:AYD438) Liu
劉瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AYD438) Liu (劉瀟), a licensed former licensee with CE reference AYD438. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-04 | 2019-01-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-30 | 2014-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-30 | 2014-09-16 |