Chi Yat Wang
王志一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yat Wang (王志一), a licensed former licensee with CE reference AYC881. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2021-12-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-04 | 2021-12-31 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-28 | 2019-08-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-11 | 2018-07-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-24 | 2018-07-18 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2013-09-19 |