Catherine Lee
李珮綺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Lee (李珮綺), a licensed former licensee with CE reference AYC672. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2012-06-04 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-09-20 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-20 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-09-20 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2011-09-20 | 2013-04-30 |