Ka Ling (SFC:AYC315) Lam
林嘉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ling (SFC:AYC315) Lam (林嘉玲), a licensed former licensee with CE reference AYC315. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-18 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-18 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2017-08-18 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-26 | 2017-08-18 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-11-14 | 2017-06-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-04 | 2017-06-02 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-19 | 2017-06-02 |