Neeraj Seth

CE No. AYB919 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neeraj Seth (), a licensed former licensee with CE reference AYB919. Total licence records on file: 21.

Licence history

FirmRoleRegulated activityFromTo
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2020-05-22 2020-05-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2020-05-22 2020-05-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2020-01-07 2020-01-10
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2020-01-07 2020-01-10
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2019-05-17 2019-05-24
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2019-05-17 2019-05-24
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2019-02-21 2019-03-01
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2019-02-21 2019-03-01
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2016-08-12 2016-08-18
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2016-08-12 2016-08-18
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2016-06-21 2016-06-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2016-06-21 2016-06-28
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2016-05-13 2016-05-24
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2016-05-13 2016-05-24
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2015-01-09 2015-01-14
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2015-01-09 2015-01-14
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities 2012-09-06 2012-09-13
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2012-09-06 2012-09-13
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities 2012-03-16 2012-03-23
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2012-03-16 2012-03-23
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2011-09-19 2011-12-19

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