Hok Him Joseph Tam
譚學謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Him Joseph Tam (譚學謙), a licensed former licensee with CE reference AYA896. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-14 | 2017-03-06 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-12 | 2011-12-13 |