John Paul King
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Paul King ( ), a licensed former licensee with CE reference AXZ980. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-09-19 | 2011-10-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-09-19 | 2011-10-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-19 | 2011-10-18 |