Yi (SFC:AXZ971) Luo
羅毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AXZ971) Luo (羅毅), a licensed former licensee with CE reference AXZ971. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-16 | 2017-02-02 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-24 | 2014-05-21 |