Chi Kwok Yuen
阮志國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwok Yuen (阮志國), a licensed Responsible Officer with CE reference AXZ838. Currently licensed at 1 firm(s): Fengde Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fengde Capital Limited 豐德資本有限公司 |
RO | Type 4 - Advising on securities | 2019-08-01 | present |
| Fengde Capital Limited 豐德資本有限公司 |
RO | Type 9 - Asset management | 2019-08-01 | present |
| Fengde Capital Limited 豐德資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-01 | 2024-07-24 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 9 - Asset management | 2017-09-15 | 2019-07-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-07 | 2016-12-01 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-25 | 2016-04-30 |
| Fulbright Wealth Management Limited 富昌財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-16 | 2015-03-24 |
| Fulbright Wealth Management Limited 富昌財富管理有限公司 |
RO | Type 4 - Advising on securities | 2015-03-16 | 2015-03-24 |
| Fulbright Wealth Management Limited 富昌財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-19 | 2015-03-16 |
| Fulbright Wealth Management Limited 富昌財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-19 | 2015-03-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-02 | 2014-12-31 |
| Fulbright Capital Limited 富昌融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-02 | 2014-11-08 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2011-09-30 | 2012-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kwok Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.