Yu-Yun Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Yun Chen, a licensed former licensee with CE reference AXZ594. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-07 | 2011-12-28 |