Xi (SFC:AXZ227) Li
李蹊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:AXZ227) Li (李蹊), a licensed former licensee with CE reference AXZ227. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-08-30 | 2011-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-30 | 2011-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-08-30 | 2011-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2011-08-30 | 2011-11-22 |