Vernon Craig Goodheart Tam
譚乃廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vernon Craig Goodheart Tam (譚乃廉), a licensed former licensee with CE reference AXY866. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-16 | 2020-12-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-23 | 2014-03-26 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-23 | 2014-03-26 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-31 | 2013-11-25 |