Shenning Tan
譚深宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenning Tan (譚深宁), a licensed former licensee with CE reference AXY855. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-08 | 2012-07-23 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-08 | 2012-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shenning Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.