Shenning Tan
譚深宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenning Tan (譚深宁), a licensed former licensee with CE reference AXY855. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-08 | 2012-07-23 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-08 | 2012-07-23 |