Siu Fung Tong
湯肇鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fung Tong (湯肇鋒), a licensed former licensee with CE reference AXX719. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-14 | 2016-12-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-25 | 2016-12-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-25 | 2013-02-15 |