Ka Ho (SFC:AXX645) Wong
王家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:AXX645) Wong (王家豪), CE reference AXX645. Currently licensed at 1 firm(s): Wan Lung Securities Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-10 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-10 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 — Asset management | 2022-10-10 | present |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 9 — Asset management | 2022-06-27 | 2022-08-09 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-30 | 2022-08-09 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-30 | 2022-08-09 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-29 | 2020-08-29 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-30 | 2019-08-29 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-02 | 2018-11-02 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-02 | 2018-11-02 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-02 | 2018-11-02 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2016-02-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2016-02-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2016-02-14 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-22 | 2016-02-14 |