Xichen Li
李希晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xichen Li (李希晨), a licensed former licensee with CE reference AXX238. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-11-11 | 2015-03-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-11-11 | 2015-03-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2013-11-11 | 2015-03-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-23 | 2013-10-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-23 | 2013-10-07 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-23 | 2013-10-07 |