Francois-Olivier Robert J. Sarnelli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois-Olivier Robert J. Sarnelli ( ), a licensed former licensee with CE reference AXW930. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-05-30 | 2022-09-05 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2022-05-30 | 2022-09-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-28 | 2022-01-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-08-28 | 2022-01-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2019-08-28 | 2020-05-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2019-08-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-22 | 2019-08-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-08-22 | 2019-08-28 |