Kin Fun (SFC:AXW833) Ng
吳建勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Fun (SFC:AXW833) Ng (吳建勛), a licensed former licensee with CE reference AXW833. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-11 | 2017-10-13 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-11 | 2017-10-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | 2016-12-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2012-03-14 |