Ross Trevor Nussbaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Trevor Nussbaum ( ), a licensed former licensee with CE reference AXW560. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-06-30 | 2015-07-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-23 | 2014-11-20 |