Maynard J Um

CE No. AXW559 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maynard J Um (), a licensed former licensee with CE reference AXW559. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 - Advising on securities 2018-11-30 2019-10-30
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2011-08-23 2012-04-03

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