Maynard J Um
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maynard J Um ( ), a licensed former licensee with CE reference AXW559. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-30 | 2019-10-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-23 | 2012-04-03 |