Yuen Han Chow
周婉嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Han Chow (周婉嫻), a licensed former licensee with CE reference AXV984. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-16 | 2017-11-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-28 | 2016-03-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-18 | 2014-06-28 |