Steven Tun Chiu
趙頓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Tun Chiu (趙頓), a licensed former licensee with CE reference AXV669. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-17 | 2015-10-09 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-17 | 2015-10-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2013-07-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-19 | 2013-07-13 |