Arthur Yuk Yin Ng
伍旭彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Yuk Yin Ng (伍旭彥), a licensed former licensee with CE reference AXV402. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2022-06-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-10 | 2022-06-24 |