Si (SFC:AXU972) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si (SFC:AXU972) Chen ( ), a licensed former licensee with CE reference AXU972. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2015-05-01 |